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SRA Disciplinary Powers

Referrals and Appeals to the Solicitors Disciplinary Tribunal

The SRA has power to do any of the following:

  • Give a solicitor written rebuke
  • Direct a solicitor to pay a penalty
  • Publish details of a written rebuke or a direction to pay a penalty
  • Impose a disqualification from acting as a HOLP or HOFA or being a manager or employee
  • Make an application to the Tribunal.

A number of preconditions must be met before the SRA can make a disciplinary decision to give a rebuke or to direct the payment of a penalty. They are set out in the SRA Disciplinary Procedure Rules 2011 (LINK).

My Expertise

I can help with any of the following:

  • Advising and supporting you when the SRA commences an investigation
  • When it seeks uses its disciplinary powers to rebuke or to impose a fine;
  • Helping you to submit explanations and representations to the SRA;
  • Advising you in connection with an appeal either to the SRA or to the Solicitors Disciplinary Tribunal.
  • Advising in connection with an application to the SRA for a Review of a decision. This is not the same as an appeal if, for example, it has been based on an error or misunderstanding

Contact Me

I can help so contact me straightaway. Call me on 07876 7117108 or send me a messsage. I will be happy to have an informal chat to see how I can help.

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